Transforming securities lending compliance
We enable our clients to enhance transparency and simplify compliance allowing them to navigate regulatory changes
Transforming your securities lending regulatory operations
-
Efficient, accurate data management reducing complexities and risks
-
Identify efficiencies and make data-driven decisions
-
Utilize end user dashboard to gain visibility over reported loans with the ability to remediate issues efficiently
-
Detect bad data early with our patented business validation engine
-
Benefit from automation and real time visibility through user dashboards and proactive issue resolution
-
Receive enhanced functionality through pre submission validation and data enrichment
-
Utilize data from multiple sources through our industry leading technology and data model
-
Provides integration with existing Broadridge, third party or in house systems to minimize operational disruption
-
Built in product eligibility service for CAT, TRACE and RTRS securities
How we can help
Our securities lending solution helps you navigate the requirement for enhanced transparency in US market.
Built upon trust and experience
With over a decade of domain experience and partnerships with key industry bodies, our solutions are built on a foundation of trust and excellence. Our success with reporting to FINRA combined with our deep experience in processing securities lending activity further demonstrates our capability.
Facilitating seamless integration and enhanced functionality
Our solution is fully source system agnostic and designed to work alongside existing platforms and third-party systems, offering a seamless transition and enhanced functionality through elements like pre-submission validation and data enrichment.
Future proof solutions
As the industry evolves, our commitment to innovation and client-centric development ensures you are equipped not just for compliance but for future growth.



Insights & Perspectives
Discover what’s next
Discuss the ways our solutions can advance your business.