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SFTR and Brexit to Expose Regulatory Reporting Weakness

Broadridge’s David Farmery explores how mounting costs threaten to overburden firms and expose reporting shortfalls as regulatory obligations grow.

SFTR and Brexit to Expose Regulatory Reporting Weakness

Faced with additional stress on regulatory reporting functions, firms with a patchwork of reporting technology will risk coming undone. 

In an article in Global Investor, David Farmery, Head of Business Development for Broadridge’s trade and transaction reporting business, looks at how MiFID II and the impending impact of Brexit and SFTR have instigated a move away from an in-house, tactical approach to one of a strategic outlook.