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Putting a Bell on the DOL Rule

Executing around uncertainty, costs and unintended consequences.

Putting a Bell on the DOL Rule

Although key enforcement provisions of the DOL Fiduciary Rule are delayed until July 1, 2019, "impartial conduct standards" making advisors who sell retirement solutions accountable as fiduciares are now in play. What does this mean to firms who must implement new processes for rollovers, fund lineup due diligence and advisor compensation?

In this article Corey Fiedler, Vice President of Product Management at Broadridge, examines operational challenges and emerging opportunities to transform fiduciary standards into a competitive advantage.

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