Access the latest news, analysis and trends impacting your business.
Explore our insights by topic:
Additional Broadridge resources:
View our Contact Us page for additional information.
Additional Broadridge resource:
Your submission has been received. We will contact you soon.
Your sales rep submission has been received. One of our sales representatives will contact you soon.
Your submission has been received. One of our customer service representatives will contact you soon.
The Securities and Exchange Commission (SEC) recently adopted amendments to public liquidity-related disclosure requirements for certain open-end funds which state that funds would discuss in their annual or semi-annual shareholder report the operation and effectiveness of their liquidity risk management programs. While this replaces a pending requirement that funds publicly provide a quantitative end-of-period snapshot of historic aggregate liquidity classification data for their portfolios on Form N-PORT, it may not be the end of the subject.
In this MarketsMedia article, Erik DiGiacomo, Managing Director and Global Head of Broadridge Professional Services, weighs in on the topic, and how this and future amendments could impact funds already working to meet the original monthly calculation requirement.