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Broadridge Securities Finance Transaction (SFT) Trade Submitter Service

Benefit from quicker SFT clearing and trade matching, creating capital efficiencies and reducing risk through DTCC's equities clearing service.


The National Securities Clearing Corporation (NSCC) is an equities clearing subsidiary of Depository Trust & Clearing Corporation (DTCC) that provides centralized clearing, settlement services and information to the securities lending industry.

Their new Securities Finance Transaction (SFT) central clearing service, expected to launch 2021, will bring numerous benefits to DTCC clients by significantly enhancing market access and reducing risk and costs.

The service will support central clearing of institutional clients’ equites SFT transactions intermediated by Sponsoring Members or Agent Clearing Members, or SFT transactions between full service NSCC members.

There will be different models accessible to financial institutions who want to join the SFT Clearing service either through sponsored membership or a direct NSCC membership route.

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Broadridge has partnered with DTCC to become an Approved SFT Submitter for the NSCC SFT clearing program. With flexible integration to our front-end technology and extensive connectivity to our post-trade applications, the service allows for firms to leverage the benefits of the Central Counter Parties (CCP) while freeing up credit lines and reducing overall capital usage.

As an Approved Trade Submitter, SFT Members will authorize Broadridge—as an Approved Trade Submitter—to submit locked-in trade transaction data on their behalf.

To find out more about the developments Broadridge has made to support its role as an Approved SFT Submitter please contact us using the form below or download the brochure for more info.

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