NEW YORK, May 20, 2026 — Broadridge Financial Solutions, Inc. (NYSE: BR) today announced a strategic collaboration with Fispoke Inc., a private banking and lending platform built for the independent wealth market, to expand access to lending and private banking capabilities for RIAs, independent advisors, broker-dealers, and wealth platforms. By combining Broadridge’s securities-based lending infrastructure with Fispoke’s advisor-facing digital experience and distribution across the independent channel, the collaboration will help wealth firms deliver integrated lending and liquidity solutions traditionally concentrated within wirehouses and private banks.
“Independent advisors are increasingly expected to deliver advice across the full client balance sheet, not just investments but also liquidity and borrowing needs,” said Mike Musial, Head of Credit and Lending at Broadridge. “This collaboration reflects the power of combining infrastructure and distribution to create a more connected lending ecosystem for the independent wealth market. We’re pleased to collaborate with Fispoke to unlock private banking capabilities for firms that have not historically had the same level of access as larger institutions.”
“Many independent firms want to provide private banking capabilities but lack the infrastructure and banking affiliation to do so efficiently,” said Robert Clare, CEO at Fispoke. “By working with Broadridge, we are making it easier for advisors to deliver a more complete offering while maintaining control of the client relationship.”
Demand for integrated lending solutions continues to grow as advisors seek ways to help clients access liquidity without disrupting long-term investment strategies while also strengthening their own value proposition in an increasingly competitive market. Many independent firms, however, remain limited by fragmented referral models or the burden of building lending capabilities in-house.
The Broadridge and Fispoke partnership is intended to address those challenges by embedding lending within a broader private banking experience that fits existing advisor workflows. Through the collaboration, advisors can offer clients access to a broader range of lending and liquidity solutions through a more seamless experience that connects investments, cash, and credit, while also improving visibility into the lending process and enabling faster, more efficient access to capital.
Clients will access these capabilities through Fispoke’s white-labeled platform, powered by Broadridge’s lending infrastructure, without requiring a change in custodian. The collaboration reflects a broader industry shift toward holistic wealth management models that unify investing, banking, and credit within a single client experience.
This collaboration builds on the progress already made toward a more digital and connected private banking experience through Fispoke’s advisor-facing platform and creates a strong foundation for continued innovation in areas such as AI and tokenization. AI has the potential to help advisors better identify client liquidity needs, simplify lending workflows, and personalize the client experience, while tokenization is expected to enable greater efficiency, transparency, and connectivity across assets, cash, and credit solutions over time.