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About Us

Helping you make amazing decisions for your business

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We provide advanced communications, technology, data and analytics solutions for the financial services industry and businesses.

Technology & Operations icon

Technology & Operations
Communications icon

Communications
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Data & Analytics

Delivering real business value for over five decades

Broadridge began as the brokerage services division of ADP in 1962. Since becoming independent in 2007, we have grown into a global Fintech company with over $4 billion in revenues and are recognized as an invaluable partner for the world’s leading companies and financial institutions. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimizing efficiency and generating revenue growth. We handle millions of trades a day involving trillions of dollars, support communications that reach 75% of North American households and manage shareholder voting in 90 countries.
History image
1962-1980

Origins

Beginning as a division within ADP, the newly formed ADP Securities Brokerage Services Group quickly establishes itself as a leader in securities processing.
1960s

Launch

Forms ADP Securities Brokerage Services Group in 1962, with one client processing an average of 300 trades per night.
1970s

Establishing Footprint

Modifies and enhances brokerage securities processing and grows client base, expanding operations into Canada.
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1981-2000

Global Scale and Expanding Capabilities

The group transforms the way firms connect to investors and builds its global presence.
1980s

Driving Efficiency

Creates offering for investor communications business, which serves over 30 major clients in its first year, and re-architects laborious time-consuming proxy process, becoming the largest full-service brokerage processor with approximately 80% of the market.
1990s

Reshaping Communications and Securities Processing

Introduces internet proxy voting and digital delivery of shareholder communications and begins processing regulatory mailings and proxies for mutual funds in North America and the UK. Rolls out multi-instrument, multi-currency trading and settlement system.
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2001-Now

Next-Level Growth

As a recognized partner to financial services firms and businesses, Broadridge expands organically and through acquisitions to help new industries transform operations and create real business value.
2000s

Going Public

Becomes publicly traded company in 2007 (NYSE: BR). Expands offerings in print solutions, electronic voting platforms, tax services, business process outsourcing, mutual funds and retirement solutions. Extends connectivity to major European and Asian markets for global securities processing solution.
2010s

Building Tomorrow

Grows to offer data management, mutual fund processing, proxy and shareholder communications, and fee and expense management. Enters the transfer agency and international reconciliation business and creates mobile voting business. Delivers enhanced digital communications to drive enriched client engagement. Expands investment in blockchain solutions for investor communications and trade processing.
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Join our talent community

Be part of our global network of talented, client-focused, forward-thinking team of associates.
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Executive Leadership

Rich Daly

Rich Daly

Director and Chief Executive Officer

Rich has been our Chief Executive Officer and a member of our board since Broadridge became an independent public company in 2007. He also served as President from 2014 to 2017. Prior to Broadridge becoming an independent public company, Rich served as Group President of the Brokerage Services Group of ADP, and as a member of the Executive Committee and Corporate Officer of ADP. Rich joined ADP in 1989 following their acquisition of the proxy services business he founded.
Tim Gokey

Tim Gokey

President and Chief Operating Officer

Tim became President of Broadridge in 2017 and has responsibility for all of our business units, technology operations and operations in India. He became Chief Operating Officer in 2012. Previously, he was our Chief Corporate Development Officer responsible for the company’s growth initiatives, including sales and marketing, strategy, and mergers and acquisitions. Prior to joining Broadridge in 2010, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company.
Jim Young

Jim Young

Corporate Vice President, Chief Financial Officer

Jim joined Broadridge in 2014 after serving in senior finance roles at Visa Inc. Most recently, Jim was Senior Vice President, Finance and was responsible for global financial planning and analysis for Visa’s businesses in North America, Latin America, Asia Pacific, Central Europe, the Middle East and Africa. Prior to joining Visa in 2006, Jim was a finance executive at early-stage technology companies.
Robert Schifellite

Robert Schifellite

Corporate Senior Vice President, Investor Communication Solutions
President, Bank, Broker-Dealer and Corporate Issuer Solutions,
Investor Communication Solutions

Bob is responsible for the bank, broker-dealer and corporate issuer solutions businesses of our Investor Communication Solutions segment and leads all aspects of those businesses. Bob joined ADP’s Brokerage Services Group in 1992 as Vice President, Client Services. In 1996, he was promoted to Senior Vice President and General Manager of Investor Communication Services.
Thomas Carey

Thomas Carey

Corporate Vice President, Broadridge International
President, Global Technology and Operations

Tom assumed responsibility for all aspects of the Global Technology and Operations business in 2018. He also continues to serve on an interim basis in his previous role as president of Broadridge International, responsible for growth and distribution across all of our businesses in Europe, the Middle East, Africa and Asia Pacific. For more than 20 years, Tom has served in various roles with increasing responsibility driving our international growth, including leading the formation of Broadridge International.
Charlie Marchesani

Charlie Marchesani

Corporate Vice President, Global Technology and Operations
Senior Vice President, Strategic Advisor to GTO

Charlie advises on several critical growth themes for the Global Technology and Operations business, including strategy and business development. From 2007 to 2018, he served as president responsible for all aspects of the GTO business. Previously, Charlie led our U.S and international securities processing and business process outsourcing businesses. He joined ADP’s Brokerage Services Group in 1992.
Doug DeSchutter

Doug DeSchutter

Corporate Vice President, Customer Communications
President, Customer Communications

Doug is responsible for Broadridge’s omni-channel communication solutions, including print and digital distribution channels. Previously, he led our digital communications strategy and initiatives, oversaw our U.S. proxy and prospectus services, and headed our Transaction Reporting business. Doug also serves as the company’s representative on the board of Inlet, LLC, a joint venture between Broadridge and Pitney Bowes. Prior to joining Broadridge, he held roles at ADP and Lehman Brothers.
Michael Liberatore

Michael Liberatore

Corporate Vice President, Investor Communication Solutions, Mutual Funds

Mike is responsible for our mutual funds and retirement business. Prior to assuming this role in 2015, he led the finance functions of the company’s two business segments, as well as its corporate financial planning and analysis function, and treasury operations. Previously, Mike was Chief Operating Officer of the Mutual Fund and Retirement Solutions business. He joined ADP’s Brokerage Services Group in 2004.
Julie Taylor

Julie Taylor

Corporate Vice President, Chief Human Resources Officer

Julie joined Broadridge in 2015 and leads all aspects of human resources globally, including talent acquisition, organizational development and training. She has over 20 years of human resources experience, most recently as Chief Human Resources officer at Pall Corporation. She held previous roles at Bristol-Myers Squibb, General Electric Company and at Merck & Co.
Chris Perry

Chris Perry

Corporate Senior Vice President, Global Sales, Marketing and Client Solutions

Chris is responsible for client relationships and how we go to market. He joined Broadridge in 2014 after more than 25 years in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters. Over the previous 14 years, Chris held numerous roles at Thomson Reuters and its predecessor, Thomson Financial.
Adam Amsterdam

Adam Amsterdam

Corporate Vice President, General Counsel

Adam is responsible for all legal matters related to the company. Prior to Broadridge becoming an independent company, he served as Associate General Counsel and Staff Vice President of ADP. Adam joined ADP in 1991 as Corporate Counsel responsible for the Brokerage Services Group with subsequent promotions to Senior Corporate Counsel, and Assistant General Counsel prior to becoming Associate General Counsel.
Deborah Bussière

Deborah Bussière

Chief Marketing Officer

Deborah leads global marketing initiatives that enhance our revenue, reputation and relationships across the marketplace. She joined Broadridge in 2017 following a successful career in financial services and consulting. Most recently, Deborah worked with notable Fintech startups. Prior to that, she held marketing leadership roles at EY, UBS and Morgan Stanley.
Lyell Dampeer

Lyell Dampeer

President, Investor Communication Solutions U.S.

Lyell is responsible for our U.S. regulatory communication services and for our issuer and transfer agency services. Prior to the appointment to his current role in 2012, he was head of our U.S. regulatory communications services. Lyell joined ADP’s Brokerage Services Group in 2000 as Vice President, Client Services. Previously, he held senior management positions at companies providing outsourcing services.
Michael Dignam

Michael Dignam

President, Canadian Securities Processing Solutions

Michael is responsible for all aspects of our business in Canada. He joined ADP’s Brokerage Services Group in 1981 shortly after the opening of the Canadian business. Prior to his current position, Mike was actively involved in many client implementations across Canada as well as managing the Client Services division.
John Hogan

John Hogan

Senior Managing Director of Technology

John served as our President until September 2013 and as our Chief Operating Officer until September 2012. Prior to Broadridge becoming an independent public company in 2007, John served as Group President of the Brokerage Services Group, and as a member of the Executive Committee and Corporate Officer of ADP. In this role, he shared the responsibility of running the Brokerage Services Group with Rich Daly.
Mike Hopkins

Mike Hopkins

President, Securities Processing Solutions Fixed Income & Risk

Mike is responsible for our fixed income securities processing business, a market leader in its segment. Mike joined ADP’s Brokerage Services Group in 2005. Previously, he served as Group Vice President for Gartner Inc. and as executive champion for the Outsourcing/Off-shoring and Group Process Management practice areas. Mike also served at AT&T in various operations, business and strategy roles.
Bob Kalenka

Bob Kalenka

Corporate Vice President, Investor Communication Solutions Operations

Bob is responsible for the operations of our Investor Communication Solutions business and Broadridge’s global facilities. Until 2018, he was also responsible for global procurement. In 2016, Bob’s responsibilities were expanded to include the role of Chief Operations Officer of the Broadridge Customer Communications business. He joined ADP’s Brokerage Services Group in 1992 in the Investor Communication Services division as Director of Finance.
V. “VLK” Laxmikanth

V. “VLK” Laxmikanth

Managing Director, India

VLK is responsible for delivery of product development and operations from our India-based centers across our Investor Communication Solutions and Global Technology and Operations businesses. VLK’s leadership spans execution, product and technical innovation and business strategy. Previously, he was part of the executive leadership team of ADP India.
Frieda Lewis

Frieda Lewis

Chief Diversity Officer

Frieda is Broadridge’s Chief Diversity Officer, working to enhance the company's record of diversity both inside and outside the organization. She serves as a business catalyst, executing a diversity strategy that enables Broadridge to win in the global marketplace. In addition, Frieda is Managing Director, Global Relationship Management, responsible for coordinating significant global relationships.
Laura Matlin

Laura Matlin

Corporate Vice President, Deputy General Counsel, Chief Governance Officer and Chief Compliance Officer

Laura is responsible for our legal department’s operations and helps set the department’s strategy. In her role as Chief Governance Officer, Laura works closely with Broadridge’s Board of Directors and represents the company’s leadership on corporate governance issues. In 2017, the role of Chief Compliance Officer was added to her responsibilities. Prior Broadridge appointments include Associate General Counsel, Chief Privacy Officer and Assistant Corporate Secretary. Laura joined ADP in 1997.
Vijay Mayadas

Vijay Mayadas

Corporate Vice President, Global Fixed Income and Analytics

Vijay is responsible for Broadridge’s pre-trade, post-trade, and data and analytics initiatives, as well as our blockchain initiatives. He leads the Global Fixed Income division within our Global Technology and Operations business. From 2013, when he joined Broadridge, to 2016, Vijay was responsible for our strategy, acquisitions, partnerships and other growth-related activities. Prior to joining Broadridge, he worked in private equity at IFA, strategy consulting at the Boston Consulting Group and he co-founded and sold a software company.
Patricia Rosch

Patricia Rosch

President, Investor Communication Solutions, International

Patricia leads Investor Communication Solutions, International. She joined ADP in 1996 as Director of Sales and Marketing and was named President of Investor Communication Solutions, Canada in 2004. Prior to that, she held strategic planning positions at a major Canadian bank and a number of product development and marketing positions in the brokerage and mutual fund industries.
Bob Santangelo

Bob Santangelo

President, International Sales

Bob is responsible for sales internationally. Previously, he led our global bank, broker-dealer distribution channel, including global sales management, business development and strategic client initiatives. His experience spans capital markets, wealth management and investment management technology, operations and communications. Bob joined ADP in 1992 and has since served in various sales and marketing roles.
Michael S. Tae

Michael S. Tae

Corporate Vice President, Corporate Strategy

Michael joined Broadridge in 2017, and leads Broadridge’s corporate strategy function. He began his career at McKinsey & Company, consulting clients in the financial services industry before moving to Merrill Lynch where he was investment banking Vice President of their Financial Institutions Group. Michael later served as Director of Investments for the Troubled Asset Relief Program at the U.S. Department of Treasury. Most recently, Michael was the Senior Executive Vice President of Worldwide Services for Microstrategy.
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Recognized Internationally

Our most valued recognition comes from our customers and our own associates. We are proud to consistently be voted a great place to work. Our associates form the foundation of the Service Profit Chain growth model. Being a place where talented people want to work and thrive is what allows us to deliver award-winning services to our customers and ultimately create value for our stockholders.
award
The New York State Society of Human Resource Management

Best Company to Work For in the State of New York

award
FTF NEWS TECHNOLOGY INNOVATION AWARDS

Service Provider of the Year

award
Fortune Magazine

World’s Most Admired Companies, Financial Data Services

Technology and Solutions Awards

Organizations and publications around the world have recognized us for the technology and solutions that help our clients enrich client engagement, navigate risk, optimize efficiency and generate revenue growth.
WINNER 2018

Managed Support Services Provider of the Year

Risk.net Risk Technology Awards
WINNER 2016-2018

Best Global Data Visualization Provider

Hedgeweek Global Awards
WINNER 2018

Best Risk Management Solution

HFM European Technology Awards
WINNER 2018

Best Data Management Solution

HFM U.S. Service Awards
WINNER 2017

Best Technology Provider

HFM Asia Hedge Fund Services Awards
WINNER 2018

Best Order Management System

HFM U.S. Hedge Fund Technology Awards
Winner 2018

Digital Innovator of the Year

Wealth Professional names Broadridge Digital Innovator of the Year for Broadridge Digital Information Onboarding Solution
Winner 2017

Best Breadth of Functionality,
Front-to-Back Office Platform

Celent, Xcelent Awards, North American Wealth Management Technology Vendors
WINNER 2013-2015, 2017

Best Security Practices, IT-ITeS/BPM (MSME)

Data Security Council of India (DSCI), Excellence Awards
WINNER 2017

Best Technology Provider Overall

Mutual Fund Service & Technology Awards, Fund Intelligence
WINNER 2017

Best Data Analytics Provider of the Year

Waters Rankings, Waters Technology
WINNER 2017

Best PMS

Mutual Fund Service & Technology Awards, Fund Intelligence
WINNER 2017

Best Post-Trade Services Provider

FX Week e-FX Awards
WINNER 2015, 2017

Best Post-Trade Technology Provider

HFM European Technology Awards
WINNER 2015-2017

RiskTech100

Chartis
WINNER 2017

Best Technology Overall
Best Risk Management System

Alt Credit Intelligence US Services Awards
WINNER 2017

Innovation Award for Multi-Asset Clearance Technology

Global Custodian Innovation Awards
WINNER 2017

Service Provider of the Year
Ops Business Person of the Year: Charlie Marchesani

FTF News Technology Innovation Awards
WINNER 2017

Best Outsourced Solution

HFM US Technology Awards
WINNER 2017

Best Global Data Visualization Provider

Hedgeweek Global Awards
WINNER 2017

Newcomer Product of the Year

Operational Risk Awards
WINNER 2013-2015, 2017

Best Managed Service for Reference Data

Inside Reference Data Awards
WINNER 2016

FinTech Forward 100

American Banker and BAI
WINNER 2016-2017

Best Outsourcing Provider to the Sell Side

Waters Sell Side Technology Award
WINNER 2016

Best-of-Breed for Buy-Side Risk Technology

Chartis RiskTech Quadrant®
WINNER 2016

Best Front-Office Initiative

American Financial Technology Awards
WINNER 2016

Best New Technology Product – Post-Trade Processing

FOW Awards for Asia
WINNER 2015-2016

Best-of-Breed for Sell-Side Risk Technology

Chartis RiskTech Quadrant®
WINNER 2015-2016

Best Data Visualization Software Provider

Hedgeweek USA Awards
WINNER 2016

Best Risk Management Software Firm

Hedgeweek Global Awards
WINNER 2016

Best Fund Accounting and Reporting Software

HFM US Hedge Fund Services Awards
WINNER 2016

Best Portfolio Management Software

HFM Asia Hedge Fund Services Awards
WINNER 2016

Best Investment Management Software Firm

Most Innovative Portfolio Management Solution: Portfolio Master Wealth & Finance’s Alternative Investment Awards
WINNER 2015

Best Proxy Voting Service

Systems in the City Awards
WINNER 2015

Excellence in Business Process Outsourcing
Excellence in Securities Processing

Global Custodian Award for Excellence
WINNER 2013

Best-in-Class for Integration & Workflow

CEB TowerGroup Advisor Desktop Technology Analysis
WINNER 2013

Best-in-Class Reconciliation Technology: Work Flow Integration, Risk Management and Enterprise Support

CEB TowerGroup Reconciliation Applications Technology Analysis
WINNER 2013

Excellence in Proxy Voting

Global Custodian
WINNER 2012

Best-in-Class Service Offering

CEB TowerGroup Outsourcing Vendor Rankings
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Company Awards and Recognition

We strive to ensure Broadridge remains a place where talented people want to work and thrive because their contributions are encouraged and appreciated, and are grateful when we earn recognition for workplace excellence. The accolades we receive are thanks to the hard work and dedication of our associates.
WINNER 2016, 2018

World’s Most Admired Companies, Financial Data Services

FORTUNE® Magazine
WINNER 2017

2017 Tech 40: Robert Schifellite

Institutional Investor
WINNER 2017

NACD Directorship 100: Governance Professionals and Institutions: Rich Daly

NACD Directorship
WINNER 2008-2018

Best Company to Work For in the State of New York

The New York State Society of Human Resource Management
WINNER 2014

Best Workplace in Canada

Great Place to Work Institute Canada
WINNER 2014

When Work Works Award

Alfred P. Sloan Award
WINNER 2012

Great Workplace Award

Gallup Workplace Award
WINNER 2011

Women's Choice Award

WILL Forum Award
WINNER 2009

Multiple Awards at the World HRD Congress

World HRD Congress Award
VIEW MORE AWARDS  

Global Diversity and Inclusion Awards

Diversity and inclusion are integral components of the Broadridge value system and have helped create an inclusive workplace that fosters associate engagement and enables more effective responses to our diverse world of customers. We are honored to receive recognition for our efforts.
WINNER 2013-2018

Best Place to Work for LGBTQ Equality

Human Rights Campaign Foundation for LGBTQ Workforce Equality
WINNER 2012

Bronze Award in the 'Opportunity Now' Benchmark

Opportunity Now Award
WINNER 2011

NASSCOM Excellence in Gender Inclusivity

NASSCOM Best Emerging Company
WINNER 2011

The Women's Forum of New York

Organization of Women Leaders Award
WINNER 2011

Women's Choice Award in India

WILL Forum Award
VIEW MORE AWARDS  
Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

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