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SEC DEADLINE*
| REPORTING PERIOD | LARGE ACCELERATED | ACCELERATED | NON-ACCELERATED |
|---|---|---|---|
| FY-2023 10-K | February 29, 2024 | March 15, 2024 | April 1, 2024 |
| FY-2023 NT 10-K | March 1, 2024 | March 18, 2024 | April 2, 2024 |
| FY-2023 LATE 10-K | March 15, 2024 | April 1, 2024 | April 16, 2024 |
| FY-2023 PROXY or 10-K/A | April 29, 2024 | April 29, 2024 | April 29, 2024 |
| Q1-2024 10-Q | May 10, 2024 | May 10, 2024 | May 15, 2024 |
| Q1-2024 NT 10-Q | May 13, 2024 | May 13, 2024 | May 16, 2024 |
| Q1-2024 LATE 10-Q | May 15, 2024 | May 15, 2024 | May 20, 2024 |
| Q2-2024 10-Q | August 9, 2024 | August 9, 2024 | August 14, 2024 |
| Q2-2024 NT 10-Q | August 12, 2024 | August 12, 2024 | August 15, 2024 |
| Q2-2024 LATE 10-Q | August 14, 2024 | August 14, 2024 | August 19, 2024 |
| Q3-2024 10-Q | November 12, 2024 | November 12, 2024 | November 14, 2024 |
| Q3-2024 NT 10-Q | November 13, 2024 | November 13, 2024 | November 15, 2024 |
| Q3-2024 LATE 10-Q | November 18, 2024 | November 18, 2024 | November 19, 2024 |
| FY-2024 10-K | March 3, 2025 | March 17, 2025 | March 31, 2025 |
| FY-2024 NT 10-K | March 4, 2025 | March 18, 2025 | April 1, 2025 |
| FY-2024 LATE 10-K | March 18, 2025 | April 1, 2025 | April 15, 2025 |
| FY-2024 PROXY or 10-K/A | April 30, 2025 | April 30, 2025 | April 30, 2025 |
SEC DEADLINE GUIDANCE
| LARGE ACCELERATED | ACCELERATED | NON-ACCELERATED | |
|---|---|---|---|
| 10-K | 60 days from year-end | 75 days from year-end | 90 days from year-end |
| NT 10-K | 15 day extension | 15 day extension | 15 day extension |
| 10-Q | 40 days from quarter-end | 40 days from quarter-end | 45 days from quarter-end |
| NT 10-Q | 5 day extension | 5 day extension | 5 day extension |
SEC HOLIDAYS
| DATE | HOLIDAY |
|---|---|
| January 1, 2024 | New Year’s Day |
| January 15, 2024 | Birthday of Martin Luther King, Jr. |
| February 19, 2024 | Washington’s Birthday |
| May 27, 2024 | Memorial Day |
| June 19, 2024 | Juneteenth |
| July 4, 2024 | Independence Day |
| September 2, 2024 | Labor Day |
| October 14, 2024 | Columbus Day |
| November 11, 2024 | Veterans Day |
| November 28, 2024 | Thanksgiving Day |
| December 25, 2024 | Christmas Day |
FOREIGN PRIVATE ISSUERS
| FY-2023 20-F | April 30, 2024 |
| FY-2023 20-F NT | May 1, 2024 |
| FY-2023 LATE 20-F | May 15, 2024 |
| FY-2024 20-F | April 30, 2025 |
| FY-2024 20-F NT | May 1, 2025 |
| FY-2024 LATE 20-F | May 15, 2025 |
INVESTMENT MANAGER DEADLINES
| 13-F | |
|---|---|
| 4Q-2022 13-F | February 14, 2024 |
| 1Q-2023 13-F | May 15, 2024 |
| 2Q-2023 13-F | August 14, 2024 |
| 3Q-2023 13-F | November 14, 2024 |
| 4Q-2023 13-F | February 14, 2025 |
*All dates assume a 12/31 fiscal year end. All deadlines and deadline extensions shown in calendar days.
Go further. With Broadridge.
An integrated approach to shareholder communications and regulatory disclosures, driven by innovation and accountability. Corporate Issuers and law firms rely on us for their investor and shareholder communications and regulatory disclosures. Our end-to-end, integrated solutions simplify their workload, provide budget clarity and deliver results.
You can learn more about our complete end-to-end solutions here.
Our representatives and specialists are ready with the solutions you need to advance your business.
Want to speak with a sales representative?
| Table Heading | |
|---|---|
| +1 800 353 0103 | North America |
| +442075513000 | EMEA |
| +65 6438 1144 | APAC |
Your sales rep submission has been received. One of our sales representatives will contact you soon.
Want to speak with a sales representative?
| Table Heading | |
|---|---|
| +1 800 353 0103 | North America |
| +442075513000 | EMEA |
| +65 6438 1144 | APAC |