Depository Trust & Clearing Corporation (DTCC) SFT Equity Clearing Service

Quicker Security Finance Transaction (SFT) clearing and trade matching

Select Broadridge as your approved trade submitter to create capital efficiencies, reduce risks and grow your business through central clearing.

Approved Securities Finance Transaction (SFT) Trade Submitter

Create more capital to reinvest in expanding and enhancing your business by reviewing the benefits of the Central Counterparty (CCP) model.

Settlement balanced daily against new activity

Risk reduced by pre-matching the trade before settlement

Straight Through Processing (STP) in real-time between Broadridge and DTCC

Simple connectivity to existing applications

Low cost of submission

Standard or custom API

Proposed User Interface

Our modern standardized API Interface for simplicity and easy integration into existing infrastructure.

Workflows

Both Lenders and Borrowers will submit to a shared agreed Submitter Matching
The Approved Submitter will check details and match or post breaks via messaging back to senders or visualize on screen Submit to NSCC
Matched trades will be sent to NSCC/ DTCC for Locked In Submission Status
Approved Trade Submitter will publish the submission status back to the Borrower and Lender

See Product Specifications

Video

Darren Crowther, General Manager at Broadridge discusses becoming an Approved SFT Submitter

Listen to Darren discussing how Broadridge are supporting DTCC in this opportunity and the stages required through build and testing to prepare for the launch later in 2021.

15(c) Board Reporting

22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Composition and Publishing for Legal Documents

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Global Tax Reclaim and State Tax Reporting

Intelligent Prospecting

Intraday Risk Monitoring

Investment Accounting

Local Business Listings

Managed Services, Hosting and Integration

Newsletters

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Portfolio Securities Voting

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Print Marketing

Proxy Services

ProxyVote

Rapid Onboarding

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trading Platforms

Vdr

Virtual Shareholder Meeting

Visual Analytics

Wealth Insight Services

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Depository Trust & Clearing Corporation (DTCC) SFT Equity Clearing Service