Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Depository Trust & Clearing Corporation (DTCC) SFT Equity Clearing Service

Quicker Security Finance Transaction (SFT) clearing and trade matching

Select Broadridge as your approved trade submitter to create capital efficiencies, reduce risks and grow your business through central clearing.

Approved Securities Finance Transaction (SFT) Trade Submitter

Create more capital to reinvest in expanding and enhancing your business by reviewing the benefits of the Central Counterparty (CCP) model.

Settlement balanced daily against new activity

Risk reduced by pre-matching the trade before settlement

Straight Through Processing (STP) in real-time between Broadridge and DTCC

Simple connectivity to existing applications

Low cost of submission

Standard or custom API

Proposed User Interface

Our modern standardized API Interface for simplicity and easy integration into existing infrastructure.

Workflows

Both Lenders and Borrowers will submit to a shared agreed Submitter Matching
The Approved Submitter will check details and match or post breaks via messaging back to senders or visualize on screen Submit to NSCC
Matched trades will be sent to NSCC/ DTCC for Locked In Submission Status
Approved Trade Submitter will publish the submission status back to the Borrower and Lender

See Product Specifications

Video

Darren Crowther, General Manager at Broadridge discusses becoming an Approved SFT Submitter

Listen to Darren discussing how Broadridge are supporting DTCC in this opportunity and the stages required through build and testing to prepare for the launch later in 2021.

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Asset Servicing

Bank Debt and Loan Trading

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Capital Markets Disclosures

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Composition and Publishing for Legal Documents

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Consumer Preference and Profile Management

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Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

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Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Expense Management business process outsourcing

Financial Reporting

Fixed Income Trade Processing

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