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About Us


テクノロジー&オペレーションアイコン

コミュニケーションアイコン

データ&アナリティクスアイコン











ヒストリーイメージ


開始






































ブロックチェーン ソリューションへの投資を拡大し、プロキシ処理およびレポ取引のためのブロックチェーン技術の特許を取得しています。

Ready for Next

2018年6月にS&P500構成銘柄入りしました。ティム・ゴーキーはCEOとして、2019年1月2日付で就任。また取締役会により、リッチ・デイリーは取締役会長に就任しました。


Video

Inside the Offices of Broadridge

Get an inside look at a “Fintech grownup” that’s still growing. We offer a collaborative, challenging and rewarding environment with everyone working toward a common goal — to get our clients ready for what’s next. Hear all about it from some of our associates.

Tim Gokey

Tim Gokey

Chief Executive Officer, Management

Tim is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Tim served as President of Broadridge from 2017 to 2020, when Mr. Perry was appointed the Company’s President by the Board, and served as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Tim also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City.
Chris Perry

Chris Perry

President

Chris was appointed President of Broadridge in March 2020. Previously, he served as our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions from 2014 to 2020. Chris leads Broadridge's top clients and partners, overseeing Broadridge International, and coordinating Broadridge's overall growth strategy. He joined Broadridge in 2014 after more than 25 years in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters. Over the previous 14 years, Chris held numerous roles at Thomson Reuters and its predecessor, Thomson Financial. Chris currently serves on the Board of the Financial Services Institute.
Matt Connor

Matt Connor

Interim Chief Financial Officer

Matt was appointed our Interim Chief Financial Officer effective on September 1, 2020. He has served as the chief financial officer of our Global Technology and Operations business since 2015. Prior to this, Matt, who joined the Company in 2007, has held a variety of roles in finance and business unit leadership, including leading our fixed income securities processing business. Prior to joining Broadridge, Matt held senior finance roles at Gartmore Global Investments, First USA and CoreStates Bank.
Robert Schifellite

Robert Schifellite

Corporate Senior Vice President, Investor Communication Solutions
President, Investor Communication Solutions

Bob is responsible for all aspects of our Investor Communication Solutions business segment, including our bank broker-dealer, corporate issuer, mutual fund and retirement, and customer communications solutions businesses. Bob has held various leadership roles across Investor Communication Solutions since Broadridge became an independent company in 2007. Prior to that, he joined ADP’s Brokerage Services Group in 1992.
Michael Alexander

Michael Alexander

President, Wealth Management and Global BPO

Mike is President of Wealth Management and Global BPO at Broadridge, with leadership responsibility for the Broadridge Wealth Platform; the next-generation industry-level open platform that uniquely address Wealth Management firms’ need to transform their technology and business models. Prior to joining Broadridge, he was Senior Vice President of Operations at Charles Schwab. Mike received his Bachelor of Science Degree in Finance from Hofstra University.
Adam Amsterdam

Adam Amsterdam

Corporate Vice President, General Counsel

Adam is responsible for all legal matters related to the company. Prior to Broadridge becoming an independent company, he served as Associate General Counsel and Staff Vice President of ADP. Adam joined ADP in 1991 as Corporate Counsel responsible for the Brokerage Services Group with subsequent promotions to Senior Corporate Counsel, and Assistant General Counsel prior to becoming Associate General Counsel.
Deborah Bussière

Deborah Bussière

Chief Marketing Officer

Deborah leads global marketing initiatives that enhance our revenue, reputation and relationships across the marketplace. She joined Broadridge in 2017 following a successful career in financial services and consulting. Most recently, Deborah worked with notable Fintech startups. Prior to that, she held marketing leadership roles at EY, UBS and Morgan Stanley.
Thomas Carey

Thomas Carey

Corporate Vice President,
President of Global Technology and Operations

Tom assumed responsibility for all aspects of the Global Technology and Operations business segment in 2018 covering capital markets, wealth, and asset management solutions. Tom has held various leadership roles across Broadridge most recently serving as President of Broadridge International where he was responsible for the growth and distribution across our businesses in Europe and Asia.
Tyler Derr

Tyler Derr

Chief Technology and Product Officer

Tyler runs technology on a global basis for divisions in our Global Technology and Operations business. He was the first to fill the CTO role when he joined Broadridge in 2012. He has also served as Chief Administrative Officer. Prior to joining Broadridge, Tyler worked in private equity for various holding partners and was the CTO for the global tax business of H&R Block.
Doug DeSchutter

Doug DeSchutter

Corporate Vice President, Customer Communications
President, Customer Communications

Doug is responsible for Broadridge’s omni-channel communication solutions, including print and digital distribution channels. Previously, he led our digital communications strategy and initiatives, oversaw our U.S. proxy and prospectus services, and headed our Transaction Reporting business. Prior to joining Broadridge, he held roles at ADP and Lehman Brothers.
Michael Dignam

Michael Dignam

President, Canadian Securities Processing Solutions

Michael is responsible for all aspects of our business in Canada. He joined ADP’s Brokerage Services Group in 1981 shortly after the opening of the Canadian business. Prior to his current position, Mike was actively involved in many client implementations across Canada as well as managing the Client Services division.
Frederick Duden

Frederick Duden

Global Head of Product Development

Fred is responsible for our overall product roadmap, as well as product governance and technology integration. He joined Broadridge from JPMorgan Chase, where he was responsible for designing and executing a digital strategy that integrated all aspects of the wealth and asset management business. Prior to that, he held various leadership positions at Charles Schwab, including president of Schwab Investment Advisor and was the leader of their corporate development team.
Dorothy J. Flynn

Dorothy J. Flynn

President, Corporate Issuer Solutions

Dorothy joined Broadridge in 2017 and is responsible for all solutions provided to our corporate issuer clients. She leads a team of international associates and is part of the Governance and Communications segment. Prior to joining Broadridge, Dorothy held leadership positions in investor relations and human resources at The Walt Disney Company. Prior to Disney, Dorothy was CEO of The Keane Organization and Chief Operating Officer of The Richardson Company. She sits on the Board of Directors of Truly You Events.
John Hogan

John Hogan

Chief Information Officer

John served as our President until September 2013 and as our Chief Operating Officer until September 2012. Prior to Broadridge becoming an independent public company in 2007, John served as Group President of the Brokerage Services Group, and as a member of the Executive Committee and Corporate Officer of ADP. In this role, he shared the responsibility of running the Brokerage Services Group with Rich Daly.
Bob Kalenka

Bob Kalenka

Corporate Vice President, Investor Communication Solutions Operations

Bob is responsible for the operations of our Investor Communication Solutions business and Broadridge’s global facilities. Until 2018, he was also responsible for global procurement. In 2016, Bob’s responsibilities were expanded to include the role of Chief Operations Officer of the Broadridge Customer Communications business. He joined ADP’s Brokerage Services Group in 1992 in the Investor Communication Services division as Director of Finance.
Martin Koopman

Martin Koopman

President, Bank Broker-Dealers,
Investor Communication Solutions

Martin is responsible for regulatory communication solutions provided to bank broker-dealer clients globally, including proxy communications. He sits on the Board of Directors of Inlet, a joint venture with Pitney Bowes. Prior to joining Broadridge, Martin held strategic leadership positions at the New York Stock Exchange, representing them on the Board of Directors of two joint ventures, NYSE Blue and ATS Brazil. He has 20 years of experience as a Fintech entrepreneur in North America, Europe and Asia, including co-founding Cameron Systems, a trading software company. Martin started his career at The Boston Consulting Group.
V. “VLK” Laxmikanth

V. “VLK” Laxmikanth

Managing Director, India

VLK is responsible for delivery of product development and operations from our India-based centers across our Investor Communication Solutions and Global Technology and Operations businesses. VLK’s leadership spans execution, product and technical innovation and business strategy. Previously, he was part of the executive leadership team of ADP India.
Frieda Lewis

Frieda Lewis

Chief Commercial Diversity Officer

Frieda works to enhance the company's record of diversity both inside and outside the organization. She serves as a business catalyst, executing a diversity strategy that enables Broadridge to win in the global marketplace. In addition, Frieda is Managing Director, Global Relationship Management, responsible for coordinating significant global relationships.
Michael Liberatore

Michael Liberatore

Corporate Vice President, Investor Communication Solutions, Mutual Funds

Mike is responsible for our mutual funds and retirement business. Prior to assuming this role in 2015, he led the finance functions of the company’s two business segments, as well as its corporate financial planning and analysis function, and treasury operations. Previously, Mike was Chief Operating Officer of the Mutual Fund and Retirement Solutions business. He joined ADP’s Brokerage Services Group in 2004.
Laura Matlin

Laura Matlin

Corporate Vice President, Deputy General Counsel, Chief Governance Officer and Chief Compliance Officer

Laura is responsible for our legal department’s operations and helps set the department’s strategy. In her role as Chief Governance Officer, Laura works closely with Broadridge’s Board of Directors and represents the company’s leadership on corporate governance issues. In 2017, the role of Chief Compliance Officer was added to her responsibilities. Prior Broadridge appointments include Associate General Counsel, Chief Privacy Officer and Assistant Corporate Secretary. Laura joined ADP in 1997.
Vijay Mayadas

Vijay Mayadas

Corporate Vice President, Capital Markets
President, Capital Markets

Vijay is responsible for our trading, post-trade processing, and data and analytics businesses. He was appointed President of the Capital Markets division in September 2020. Previously, Vijay led the Global Fixed Income and Analytics division within our Global Technology and Operations business. From 2013, when he joined Broadridge, to 2016, Vijay was responsible for our strategy, acquisitions, partnerships and other growth-related activities. Prior to joining Broadridge, he worked in private equity at IFA, strategy consulting at the Boston Consulting Group and he co-founded and sold a software company.
John Oliveri

John Oliveri

Chief Technology Officer,
Investor Communication Solutions

John oversees all of the technology for our Investor Communication Solutions segment, including application development, project management, business analysis, quality assurance and process governance. He has held various positions in client services, technology operations and application development for ADP then Broadridge since 1992. John serves on the Stony Brook Computer Science Industrial Advisor Board and the CAST Software Client Advisory Board.
Samir Pandiri

Samir Pandiri

President, Broadridge International

Samir is responsible for our Post-Trade Technology, Global Proxy and Asset Management Data and Technology businesses outside of North America, with a special focus on Europe and Asia. He joined Broadridge in 2019 from BNY Mellon, where he was most recently Global CEO of the Asset Servicing Division and a member of the senior leadership team. Prior to joining BNY Mellon, Samir was with JPMorgan Chase and Bankers Trust in New York. He serves on the Board of the International Securities Services Association.
Patricia Rosch

Patricia Rosch

President, Investor Communication Solutions, International

Patricia leads Investor Communication Solutions, International. She joined ADP in 1996 as Director of Sales and Marketing and was named President of Investor Communication Solutions, Canada in 2004. Prior to that, she held strategic planning positions at a major Canadian bank and a number of product development and marketing positions in the brokerage and mutual fund industries.
Vincent G. Roux

Vincent G. Roux

Senior Vice President,
Global Head of Mergers & Acquisitions

Vince oversees our enterprise-wide acquisitions activities, from transaction origination and due diligence through post-closing integration governance and performance tracking. Vince has overseen over 30 M&A transactions and strategic investments since our spin-out from ADP in April 2007. From the time Vince joined ADP, in 2003, he has held positions of increasing responsibility for Broadridge’s inorganic growth initiatives. Prior to then, Vince spent a decade in investment banking, primarily with Bear Stearns.
Bob Santangelo

Bob Santangelo

President, International Sales

Bob is responsible for sales internationally. Previously, he led our global bank, broker-dealer distribution channel, including global sales management, business development and strategic client initiatives. His experience spans capital markets, wealth management and investment management technology, operations and communications. Bob joined ADP in 1992 and has since served in various sales and marketing roles.
Rich Stingi

Rich Stingi

Interim Chief Human Resources Officer

Rich was appointed our Interim Chief Human Resources Officer on September 10, 2020. Since joining Broadridge in 2013, he has led improvement and transformation initiatives across our Human Resources department. Rich previously served as the lead HR business partner for our Global Technology and Operations business and our corporate functions. Prior to joining Broadridge, he spent 22 years at Goldman Sachs as a Managing Director in their Human Capital Management Division.
Michael S. Tae

Michael S. Tae

Corporate Vice President, Corporate Strategy

Michael joined Broadridge in 2017 and leads Broadridge’s corporate strategy function. He began his career at McKinsey & Company, consulting clients in the financial services industry before moving to Merrill Lynch where he was Vice President of their Financial Institutions Group. Michael later served as Director of Investments for the Troubled Asset Relief Program (TARP) at the U.S. Department of Treasury. Most recently, Michael was the Senior Executive Vice President of Worldwide Services for Microstrategy.
Michael Dignam

Michael Dignam

President, Canadian Securities Processing Solutions

Michael is responsible for all aspects of our business in Canada. He joined ADP’s Brokerage Services Group in 1981 shortly after the opening of the Canadian business. Prior to his current position, Mike was actively involved in many client implementations across Canada as well as managing the Client Services division.

取締役会

Richard J. Daly

Richard J. Daly

Executive Chairman, Management

Mr. Daly served as Chief Executive Officer of Broadridge from 2007 to 2019 and became Executive Chairman in 2019. He has been a member of our Board of Directors since 2007. Previously, Mr. Daly was Co-President of ADP Brokerage Services having founded and sold what is now the Investor Communications Segment of Broadridge to ADP. He is also a member of the Advisory Board of the National Association of Corporate Directors (NACD) and the Board of Directors of the SIFMA Foundation.
Leslie A. Brun

Leslie A. Brun

Lead Independent Director

Mr. Brun is Chairman and Chief Executive Officer of SARR Group, LLC, and Vice Chairman and Senior Advisor of G100 Companies. He joined our Board of Directors in 2007 and serves as Lead Independent Director. Mr. Brun served as Chairman of the Broadridge Board from 2011 to 2019. He also serves on the Boards of CDK Global Inc., Merck & Co., Inc. and Corning, Inc.
Pamela L. Carter

Pamela L. Carter

Independent Director, Audit Committee Chair

Ms. Carter is the retired President of Cummins Distribution Business, a division of Cummins Inc. She joined our Board of Directors in 2017, and serves as Chair of the Audit Committee and a member of the Governance and Nominating Committee. Ms. Carter also serves on the Boards of Enbridge Inc., CSX Corp. and Hewlett Packard Enterprise Company.
Robert N. Duelks

Robert N. Duelks

Independent Director,
Governance and Nominating Committee Chair

Mr. Duelks is a retired executive of Accenture. He is an advisor to the senior executives of Tree Zero. Mr. Duelks joined our Board of Directors in 2009, and serves as a member of the Audit Committee and the Governance and Nominating Committee. He is also a member of the Board of Trustees of Gettysburg College.
Tim Gokey

Tim Gokey

Chief Executive Officer, Management

Tim is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Tim served as President of Broadridge from 2017 to 2020, when Mr. Perry was appointed the Company’s President by the Board, and served as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining Broadridge, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Tim also serves on the Board of C.H. Robinson Worldwide, Inc. Mr. Gokey is a member of the board of directors of the Partnership for New York City.
Brett A. Keller

Brett A. Keller

Independent Director

Mr. Keller is the Chief Executive Officer of Priceline.com. He joined our Board of Directors in 2015, and serves as a member of the Audit Committee and the Compensation Committee. Mr. Keller also serves on the National Advisory Council for the Marriott School of Management at Brigham Young University.
Maura A. Markus

Maura A. Markus

Independent Director

Ms. Markus is the former President and Chief Operating Officer of the Bank of the West. She joined our Board of Directors in 2013, and serves as a member of the Audit Committee and the Compensation Committee. Ms. Markus is a member of the Board of Stifel Financial Corp. She also serves on the Board of Catholic Charities CYO of San Francisco and on Year Up Bay Area’s Talent and Opportunity Board. Ms. Markus is a trustee for the College of Mount Saint Vincent.
Thomas J. Perna

Thomas J. Perna

Independent Director

Mr. Perna is the Chairman of the Board of Trustees of the Pioneer Mutual Fund Group. He joined our Board of Directors in 2009 and serves as a member of the Audit Committee and the Governance and Nominating Committee. Mr. Perna is also a member of multiple banking and securities industry associations.
Alan J. Weber

Alan J. Weber

Independent Director, Compensation Committee Chair

Mr. Weber is the Chief Executive Officer of the Weber Group LLC. He is the retired Chairman and Chief Executive Officer of the U.S. Trust Corporation. He joined our Board of Directors in 2007, and is the Chair of the Compensation Committee and a member of the Audit Committee. Mr. Weber also serves as a member of the Board of Diebold Nixdorf Inc.
Amit K. Zavery

Amit K. Zavery

Independent Director

Mr. Zavery is the head of platform for Google Cloud at Google. He joined our Board of Directors in 2019, and is a member of the Audit Committee. Mr. Zavery spent 24 years at Oracle, where he held various leadership roles, most recently as executive vice president and general manager of cloud platform and middleware products.






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フォーチュン誌





2020年受賞

Best Portfolio Management Software Provider and Best Risk Management Technology

Fund Intelligence Group
2020年受賞

Best Technology Innovation

Alt Credit US Awards
2018-2020年受賞

Best Order Management System
ベストオーダーマネジメントシステム

HFM U.S. Technology Awards
2013~2015, 2017および2019年受賞

Best Managed Service for Reference Data
(リファレンスデータのベストマネージドサー
ビス)

Inside Reference Data Awards(インサイ
ド・リファレンスデータ大賞)
2019年受賞

Best Portfolio Management Software Provider

HFM European Hedge Fund Services Awards
2019年受賞

Innovation Award for Global Proxy Voting

Global Custodian Leaders in Custody Awards
2019年受賞

Legends Hall of Fame: Tim Gokey

Global Custodian Leaders in Custody Awards
2018年受賞

Digital Innovator of the Year for Digital Information Onboarding Solution

Wealth Professional
2017年受賞

Best Breadth of Functionality
ベスト・ブレス・オブ・ファシリティーズ
Front-to-Back Office Platform
フロント・トゥー・バック・オフィスプラットフォーム

Celent, Xcelent Awards,
Celent, Xcelent賞
North American Wealth Management Technology Vendors
北米ウェルスマネジメントテクノロジーベンダー
2013~2015, 2017年受賞

Best Security Practices, IT-ITeS/BPM (MSME)
ベストセキュリティプラクティス、

Data Security Council of India (DSCI), Excellence Awards
インドのデータセキュリティ評議会(DSCI)、優秀賞
2017年受賞

Best Technology Provider Overall
(ベストテクノロジープロバイダー
オーバーロール)

Mutual Fund Service & Technology
Awards, Fund Intelligence
(ミューチュアルファンドサービス
およびテクノロジー大賞、
ファンドインテリジェンス)
2017年受賞

Best Data Analytics Provider of the Year
(今年度のベストデータ
アナリティクスプロバイダー)

Waters Rankings, Waters Technology
(ウォーターズランキング、
ウォーターズテクノロジー)
2017年受賞

Best PMS (ベストピーエムエス)

Mutual Fund Service & Technology
Awards, Fund Intelligence
(ミューチュアルファンドサービス
およびテクノロジー大賞、
ファンドインテリジェンス)
2017年受賞

Best Post-Trade Services Provider
(ベストポストトレードサービス
プロバイダー)

FX Week e-FX Awards
(FXウィークe-FX賞)
2015, 2017年受賞

Best Post-Trade Technology Provider(ベスト
ポストトレードテクノロジープロバイダー)

HFM European Technology
Awards(HFMヨーロッパテクノロジ
ー大賞)
2015~2017年受賞

RiskTech100(リスクテック100)

Chartis
2017年受賞

Best Technology Overall
(ベストテクノロジー
オーバーオール)
Best Risk Management System
(ベストリスク管理システム)

2017年受賞

Innovation Award for Multi-Asset
Clearance Technology
(マルチ資産クリアランス
テクノロジーイノベーション賞)

Global Custodian Innovation Awards
(グロバルカストディアン
イノベーション賞)
2017年受賞

Service Provider of the Year
(今年度のサービスプロバイダー)
Ops Business Person of the Year:
Charlie Marchesani
(今年度のOpsビジネスパーソン:
Charlie Marchesani)

FTF News Technology Innovation
Awards
(FTFニューステクノロジー
イノベーション賞)
2017年受賞

Best Global Data Visualization Provider
(ベストグロバルデータ
ビジュアライゼーション
プロバイダー)

Hedgeweek Global Awards
(ヘッジウィークグローバル賞)
2017年受賞

Best Outsourced Solution
(ベストアウトソースソリューション)

HFM US Technology Awards
(HFM米国テクノロジー賞)
2017年受賞

Best Global Data Visualization Provider
(ベストグロバルデータ
ビジュアライゼーション
プロバイダー)

Hedgeweek Global Awards
(ヘッジウィークグローバル賞)
2017年受賞

Newcomer Product of the Year
(今年度のニューカマープ
ロダクト)

Operational Risk Awards
(オペレーショナルリスク賞)
2016年受賞

およびBAI
2016~2018年受賞

Best Outsourcing Provider to the Sell Side

Sell Side Technology Award(セルサイド
テクノロジー大賞)
2016年受賞

Chartis RiskTech Quadrant®
2016年受賞

2016年受賞

2015~2016年受賞

Chartis RiskTech Quadrant®
2015~2016年受賞

2016年受賞

2016年受賞

2016年受賞

2016年受賞




2015年受賞

2015年受賞



2013年受賞

2013年受賞


2013年受賞

Excellence in Proxy
Voting(代理投票における優秀賞)

Global Custodian(グローバルカスト
ディアン)
2012年受賞

VIEW MORE AWARDS  





2019~2020年受賞

Great Place to Work® 研究所
2008~2020年受賞


2019年受賞

「ニューヨーク州で最も働きやすい企業」

フォーブス誌
2014年受賞

2014年受賞

2012年受賞

2011年受賞

2009年受賞

において複数の賞を受賞

VIEW MORE AWARDS  







2013~2020年受賞


より
2019年受賞

「BISAダイバーシティ・インクルージョン賞」

米銀行保険証券協会(BISA)
2012年受賞

2011年受賞

2011年受賞

2011年受賞

VIEW MORE AWARDS  
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