Attract new prospects and remain the main point of contact.
Financial Advisers
Stand out from your competitorsAs the financial services landscape continues to change, advisers need to stand out from the crowd. Broadridge provides the tools to attract new prospects and ensure compliance.
Our TrueOpen Platform supports everything from fund selection and monitoring to investment policy statements, plan proposals, enrollment kits, and quarterly and annual monitoring reports. We aggregate, reconcile and process transactional data, enabling Financial Advisers to be more efficient and concentrate on their clients.
Satisfy the growing demand of customers.
Our solution provides Financial Advisers with a suite of tools and services to better satisfy the growing demands of their customers.
ModelTool(k)it
Unitized Managed Accounts
Collective Investment Trusts
Sales Enablement
Level Compensation & RIA Payment Services
Data Feeds
Mutual Fund Trading Platform
ETF Trading Platform
Trust and Custody (including SDBA assets at advisers’ preferred custodians or managed accounts)