Regulatory Round-Up and Industry Trends [Webinar]

July 30, 2013
Online, 1-2 pm ET

Tuesday, July 30, 2013 | 1:00 p.m. - 2:00 p.m. ET

Listen to Recorded Webinar

How will regulatory mandates, economic uncertainty and dwindling retirement confidence among the U.S. workforce affect America’s retirement plans? What new products and trends are born from these industry changes?

We understand that these questions are top-of-mind for today’s advisors and brokers and will cover them in the upcoming webinar Regulatory Round-Up and Industry Trends. The topics covered will be those you have requested, including how advisors and brokers can succeed in today’s ever changing regulatory environment. Understanding these issues and being able to adapt by structuring your business with additional tools and support to the plan sponsor with regard to their fiduciary responsibility will likely provide a significant opportunity to seize new assets and grow your retirement plan business.

Join us for this informative webinar, which will focus on:

Regulatory Round-Up

  • ERISA Fiduciary Definition: Regulatory Update
  • Capturing IRA Rollovers: ERISA Fiduciary Issues
  • IRS Enforcement: Trends, Targets, Tools
  • Lifetime Income: DOL Calculator & Proposed Disclosures
  • Fee Disclosure: What’s next?
  • Expanded In-Plan Roth Conversions: Who would benefit?

Industry Trends/Products

  • Compensation Trends & Solution: Level Compensation & Models
  • Increasing Focus on Retirement Readiness: Applying Behavioral Economics/Behavioral Finance Principles to Retirement Savings
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