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Welcome to the Broadridge Notice and Access Resource Center.
Broadridge has the experience to support corporate issuers and mutual funds in planning an effective shareholder communications approach to address the choices available to you under the SEC Notice and Access Rule.
The menu on the left links to helpful information and tools related to Notice and Access.
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Notice and Access Statistics
The Notice and Access Statistics from July 1, 2009 thru June 31, 2011 timeframe are now available.
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Summary Voting Statistics
Retail Shareholders Three Fiscal Years
(2008-2010)
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The statistics include the following:
- Number of corporate issuers that elected to utilize the Notice and Access model
- Characteristics of "early adopters", including:
- Distribution size
- Meeting/agenda type
- Quorum and retail voter participation with and without Notice and Access
- Estimated incremental savings to early adopters
- Percent of investors requesting full sets of proxy materials
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The statistics include the following:
- Analysis of Broadridge data on retail shareholder voting for three fiscal years: 12 months ending June 30, 2008; June 30, 2009; and June 30, 2010
- Comparison of issuers, as a group, that used Notice & Access and issuers, as a group, that did not use Notice & Access
- Comparison of voting based on the method by which proxy materials were distributed
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