In 2013, Financial Services Institute (FSI) will be conducting regional discussions in different regions of the country for the compliance, operations, and technology professionals of its broker-dealer members. The event will be hosted by Broadridge Managing Director of Global Relationship Management Frieda Lewis.
This roundtable discussion includes interactive discussions modeled after FSI’s closed-door discussions at its annual conference; these events will provide an opportunity for attendees to hear from their colleagues at other broker-dealers. They will also learn how they are managing and overcoming increasingly complex compliance and operational/technology challenges.
Recommended participants include compliance, operations, and technology professionals of our broker-dealer members.
For more information, please visit the event website.