DOL Fee Disclosure

Cost-Effective. Simplified. Secure.

With the U.S. Department of Labor (DOL) Fee Disclosure requirements finalization in 2012, it’s important to have a partner like Broadridge who not only understands regulatory requirements, but offers the most innovative and efficient solutions for the challenges you face.

Broadridge provides a comprehensive solution due to our extensive industry knowledge, innovative technology and best-in-class security.This unique single source solution qualifies us as the preferred partner to help meet regulatory requirements.

Our turnkey solutions are cost-effective, secure and surprisingly simple to implement.  Contact us to learn more about our solution for fee disclosure and for the defined contribution space.

Industry Resources

Department of Labor Rules

Fee Disclosure Glossary

  • SPARK-ICI
    Sample Glossary Of Investment-Related Terms For Disclosures To Retirement Plan Participants


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News & Related Content

DOL Fiduciary Solutions

Q and A

ARTICLE
New Transparency Requirements
Uncover Big Value in Big Data: Reprinted with permission from The SPARK Institute, Inc
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The desired outcome of the two new DOL fee disclosure rules is to provide both plan sponsors and participants an “apples-to-apples” comparison to assess costs and benefits among a plan’s investment options.

White Paper

What Plan Fiduciaries can Expect with 404(a)(5) Disclosures

As long-time consultative partners for the financial services industry, Broadridge provides timely, in-demand products and services to meet plan fiduciary fee disclosure requirements.


White Paper

408(b)(2) A Look at the New DOL Disclosure and Reporting Rules

The White Paper discusses the impact of the Department of Labor’s “three-legged stool” approach on those in the financial services industry impacted by new fee disclosure regulations.

Listen to our discussions on the
DOL Fee Disclosure Regulation

The webinars provide an overview of the rule, how to evaluate the information in the disclosure and how best to be compliant.

Webinar

404(a)(5) Disclosures, Opportunities, Solutions Webinar

Listen to the latest discussions on the Fee Disclosure Regulation.


Webinar

408(b)(2) Disclosures, Opportunities, Solutions Webinar

Listen to the latest discussions on the Fee Disclosure Regulation.

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