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North American Post Trade Processing Managed Services

Redefine your operating model for post-trade processing

Contact Us

Increase operational efficiency, control expenses, stay compliant and scale your business with our leading technology and operational expertise. Benefit from our technology and operations outsourcing for the entire trade life cycle, from trade capture through clearance and settlement to books and records.

Streamline your operations while improving oversight

Our comprehensive governance and control model was developed under SEC and FINRA scrutiny to establish ongoing oversight policies, ensuring that the best interests of investors are never compromised.

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FINRA Regulated Broker-Dealer
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Outcome-Based SLA
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Performance Transparency
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Enterprise-Wide Monitoring
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Real-Time Business Continuity
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Support High-Volume Trades
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A trusted source for technology and operations outsourcing

The only FINRA-regulated operations outsourcing in North America, we provide post-trade processing for multiple asset classes, including fixed income and equity.

Learn More About Our Operating Functions

Clearance and Settlement

  • Trade balancing/matching
  • Purchase and sales trade reconciliation
  • Post-trade date correction
  • Vault/safekeeping services
  • Settlement processing

Asset Servicing

  • Corporate actions and proxy processing
  • Margin processing
  • Tax processing and reporting
  • Security master/pricing maintenance
  • Retirement/mutual funds processing

Regulatory Reporting

  • Financial and Operational Combined Uniform Single (FOCUS) filing
  • Customer protection
  • Net capital calculation
  • Accounting/financial reporting
  • Standard transmissions to Self-Regulatory Organisation (SRO)

Risk and Control

  • Risk management
  • Trade monitoring
  • Firm balancing and reconciliation
  • Books and records retention

 

Trade Allocation

  • Rules-based engine for blocking, modifications and allocations
  • Support all markets and fees
  • Integrate directly with industry utilities: OASYS, CTM and GETC
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How We Can Help

Leading technology and proven operations

19M
Customer accounts supported by our managed services.
~2M
Daily trades.
#1
Best Outsourcing Provider to the Sell Side 2016 and 2017, according to Waters Technology.
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Our representatives and specialists are ready with the solutions you need to advance your business.
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Capital Markets

Optimise your operating model with managed services

Explore how your firm can benefit from our best-in-class technology and operations outsourcing for capital markets.
North American Post Trade Processing Managed Services
Post Trade Processing Managed Services for EMEA and APAC
Managed Reference Data Service
Reconciliation Managed Services
Expense Management Managed Services
Compliance and Regulatory Accounting Managed Services
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