Under the SEC’s Notice and Access rule, corporate issuers and mutual funds must make proxy materials available on a public website, and may choose to send a Notice of Internet Availability of Proxy Materials in place of the complete proxy package.
Broadridge can help you determine the optimal model for distributing your proxy communications, developing a strategy that leverages traditional proxy processing and Notice & Access to reach shareholders more effectively and reduce the costs of printing and postage.
We offer a range of services and resources to help you address the complexities of Notice & Access and develop an efficient framework that can simplify the overall management of your proxy process.
Utilize our Notice & Access Resource Center to access valuable resources such as pricing tools, key statistics and timeline requirements—all to help you plan an effective shareholder communications approach.
Take advantage of our services such as Notice delivery, web hosting, document conversion and inventory management/fulfillment so shareholders receive the information they need, helping you stay in compliance with SEC regulations.
Issuers and other soliciting persons will be required to post their proxy materials on the Internet and provide...
In early 2013, Notice and Access comes into force in Canada, learn how Broadridge can help you transform this...
This guidebook will walk you through each step of the proxy process.
Report on beneficial shareholder proxy distributions and retail voting for eight fiscal years.