Broadridge’s Dataphile is a comprehensive suite of real-time solutions for Canadian independent securities and mutual fund dealers.
Straight-through brokerage accounting
ExeClear® is Dataphile’s real-time back-office processing, multi-currency recordkeeping and reporting system designed to meet IIROC and MFDA requirements. It features unlimited online history, online data validation and synchronization, robust query tools, and full correspondent processing with support for IIROC types 1-4. Its flexible platform can easily be configured to support multiple companies or branch offices with different policies or requirements.
Integrated wealth management desktop
Dataphile incorporates ProPhile®, a complete front-office solution for investment advisors and planners that includes:
Online account opening and KYC support, customized to your firm’s forms and workflows
Account management tools, including email and spreadsheet integration, notes and reminders, online cheque requests, summaries of plan contributions and foreign holdings, pro-forma accounts and more
Presentation-quality portfolio reporting tools
User-friendly query tools to generate standard and custom reports
End-to-end order management and execution
Serve the needs of your investment advisors, sales management, compliance and operations professionals with a single order management environment. Dataphile’s RapidPhire® offers compliance monitoring from point of entry; direct connections to Canadian exchanges, US executing brokers and FundSERV; post-trade reporting and more.
Dataphile enables managers, operations professionals and advisors to monitor orders from entry through execution in real time.
Online investor access
Integrated into your own branded website, Dataphile ExeNet® gives your clients instant access to their securities holdings, cash balances, pending trades, account history, and RSP/RIF information from browsers and mobile devices. You can also offer integrated online trading.
Service and support you can rely on
Dedicated client services, application specialists and client services support
Optional accelerated development with a professional services team
Scalable, flexible ASP delivery
24 x 7 operations team with escalated backup
Optional disaster recovery solutions
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A web-based lookup tool that provides access to current and historical mutual fund, variable annuity and ETF documents...
Is Your Mutual Fund Data Right?
FundPOINT® delivers the most comprehensive and accurate mutual funds rules from the definitive source: the SEC’s EDGAR system. This provides the capability to extract, organize, and maintain information at the share class level into fund-specific “compliance envelopes” – linking key compliance data to the source documents filed on EDGAR.