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Global Securities Class Action Services

Maximise recoveries of global securities class action cases worldwide

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Analyse and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes enable you to reduce risks, improve the client experience, protect customer data and increase filing participation.

Reduce risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your business.

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World-Class Filing Standards
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Unparalleled Technology
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Complete Data Security
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Notification and Mailing Services
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Reduced Risks
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Real-Time Reports
Put your customers first
Notification and Mailing Service

Put your customers first

Ensure investor satisfaction and improve customer experience by allowing Broadridge to handle all aspects of class actions, from case research and filing to claim payment distribution.

Improve the Investor Experience with Global Securities Class Action Services

Market-leading infrastructure and technology

  • Ability to uncover and analyse the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
  • Complete coverage from a continuously growing list of over 600 data sources

 

  • Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
  • Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates
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How We Can Help

Benefit from unsurpassed experience and expertise

25
Years of working with plaintiff law firms, litigation firms and claims administrators.
>600
Notification sources worldwide to ensure global coverage.
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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.
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Global Investment Managers

Manage risk and optimize operational efficiency

Streamline key portfolio management processes—including trading, data management and reporting—with our fully integrated, comprehensive investment operations platform.
Reconciliation
Managed Services, Hosting and Integration
Post Trade and Regulatory Compliance
Credit and Market Risk
Intraday Risk Monitoring
Global Securities Class Action Services
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