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Global Securities Class Action Services

Maximise recoveries of global securities class action cases worldwide

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Analyse and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes enable you to reduce risks, improve the client experience, protect customer data and increase filing participation.

Reduce risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your business.

World-Class Filing Standards

Unparalleled Technology

Complete Data Security

Notification and Mailing Services

Reduced Risks

Real-Time Reports

Put your customers first

Ensure investor satisfaction and improve customer experience by allowing Broadridge to handle all aspects of class actions, from case research and filing to claim payment distribution.

Improve the Investor Experience with Global Securities Class Action Services

Market-leading infrastructure and technology

Ability to uncover and analyse the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
Complete coverage from a continuously growing list of over 600 data sources

Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates

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Benefit from unsurpassed experience and expertise

Years of working with plaintiff law firms, litigation firms and claims administrators.

>600

Notification sources worldwide to ensure global coverage.

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Credit and Market RiskCredit and Market Risk

Data Control Managed ServicesData Control Managed Services

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Expense Management Managed ServicesExpense Management Managed Services

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Securities Class Action ServicesGlobal Securities Class Action Services

Global SWIFT ServicesGlobal SWIFT Services

Intraday Risk MonitoringIntraday Risk Monitoring

Managed Reference Data ServiceManaged Reference Data Service

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Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

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Global Securities Class Action Services

Maximise recoveries of global securities class action cases worldwide

Reduce risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your business.

Put your customers first

Ensure investor satisfaction and improve customer experience by allowing Broadridge to handle all aspects of class actions, from case research and filing to claim payment distribution.

Notification and mailing service

Broadridge can reach all impacted investors by distributing a custom branded notice via print or digital forms.

Improve the Investor Experience with Global Securities Class Action Services

Market-leading infrastructure and technology

Benefit from unsurpassed experience and expertise

Let’s talk aboutwhat’s next for you

Thank you

Manage risk and optimize operational efficiency

Let’s talk about
what’s next for you