Advisor Compensation

Compensation and Incentive Tools

Transform complex commission calculations to meet your business needs

• Automated processing and reconciliation of industry feeds
• Straight-through processing via interfaces to payroll and general ledger
• Direct business “check and app” framework
• Data mining tools for free querying of compensation data

Account Opening

Intuitive and exceptional experience for opening and maintaining client accounts

• A comprehensive 360-degree view of an investor's financial portfolio, enabling advisors to better serve clients
• Flexible workflow allows for remote OSJ approvals or direct routing to the home office
• Ad-hoc reporting tools for advisors to view their complete book of business

Client Books and Records

A configurable platform that supports compliance and improves communications

• Improve the collection and maintenance of customer account records
• Support compliance with essential regulatory rules such as SEC Rule 17a-3 and FINRA rules 4510, Customer Account Records and 2090, Know Your Customer and DOL fiduciary regulations rules

Advisor Commission Portal

Intuitive web-based portal for advisors to manage their practices

• Access current and historical sales and compensation performance information
• Mine, view and extract critical information to service clients
• Access the 360-degree view of your firm's assets

Data Management and Reporting

A comprehensive toolkit that supports diverse data from its inception to its archiving

• Data aggregation of diverse commission information
• Data cleansing and reconciliation of industry feeds
• Reporting tools

Advisor Compensation - Basic

Turnkey solution for standardized implementation and accelerated speed to market

• Compensation solution
• Adjustments, splits and licensing
• Financial and managerial reporting
• Scalable, easy-to-use and flexible