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Compliance and Regulatory Accounting Managed Services

Stay compliant and ahead of accounting regulations

Meet your requirements for compliance and regulatory accounting with Broadridge's technology, operations and capital markets expertise. Our managed services will ensure that your firm stays up to date with ever-changing rules and regulations.

A powerful combination of leading technology, operations and expertise

From customer monitoring to year-end tax reporting, our managed services combine the leading technology and operations you need to stay compliant.

Regulatory Accounting Support
Accounts Payable and Receivable
Regulatory and Management Reporting
Fixed Asset Accounting
Bank and G/L Reconciliations
Risk and Compliance Services

Making Brokerage Operations More Efficient

Learn how brokerage firms are addressing challenges in the face of increased regulation.

How We Can Help

Benefit from our expertise and leading technology

Years of regulated broker-dealer operations experience.
Equity, options, fixed income and international settlements monthly.
Best Outsourcing Provider to the Sell Side in 2016 and 2017, according to Waters Technology.
The data on this site is U.S. data unless otherwise stated.
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