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Private Fund Compliance Reporting

Simplify complex quarterly private fund filings

Data source agnostic data management and compliance reporting for Form PF, AIFMD, CPO-PQR, Annex IV, OPERA, Form ADV, FATCA, CRS and 13F reporting.

Streamline and automate regulatory reports

Automated and repeatable workflows for regulatory reports including Form PF, AIFMD, CPO-PQR, Annex IV, OPERA, Form ADV, FATCA, CRS and 13F. Allows you to focus your attention on validation and analysis.

Smart Data Loading and Mapping

Automated Calculations

Data Drill Down and Audit

Test Filing and E-filing

CCO Portal

Cloud Based, Modular Solution

A simple, five-step process

Transform raw data into regulatory reports.

Intelligent Data Management

Import, aggregate and normalize data
Intuitive data mapping
Data status dashboards
Normalized database reports

Clear Filing Review and Visualization

Data drill-downs
Formula and instruction pop-ups
Audit trail
Compare filings
XML validations

Secure Collaboration

Role based access to funds, data and/or filings
Assign read-only, read-write or administrative (with approval) privileges
Review and approve status dashboards
Automated reminder and status notifications

Comprehensive CCO Portal Compliance Management

Bird’s eye calendar and checklist views
Document management for more efficient organization and audits
Post and access templates utilized to complete a task
Set automated e-mail notifications to alert users to upcoming due dates
Annual review, governance and exception reporting

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How We Can Help

Get a handle on increasing regulatory costs

35%

Firms that believe they are underprepared for the regulatory environment.

75%

Fund managers citing regulatory compliance as the cause of declining margins.

85%

Fund managers that have seen their people costs increase.

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