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Mitigating security risks in a constantly changing environment is something Broadridge takes seriously. Banks, broker-dealers, issuers, mutual funds and institutional investors, worldwide trust Broadridge to securely process and distribute the securities data and investor information that drives their businesses and the global marketplace.
To further demonstrate our commitment to maintaining the highest levels of quality service, information security and client satisfaction within an environment that fosters continual improvement, most of our businesses and our core services and facilities for the provision of many services are International Organization for Standardization (“ISO”) 27001 certified. Broadridge has expanded the scope of its ISO certifications every year since its first certifications in 2009.
As with our products and services, Broadridge is committed to providing the highest level of technology to safeguard our clients’ valuable information.
To protect the technology infrastructure that stores, processes and transmits our clients’ confidential information, Broadridge has a dedicated and trained Information Security team with the sole purpose of managing Broadridge’s internal and external security efforts including securing our facilities and data centers, educating our associates and most importantly, protecting our clients’ confidential information.
Our advanced technology combined with a comprehensive information security program validated by ISO 9001/27001 certifications, SAS 70/CICA 5970 Type II audits, Sarbanes-Oxley reviews and FFIEC audits highlight our firm commitment to a comprehensive security platform.