Fixed Income Processing (impact)

Mortgage Backed Securities (MBS Expert)

Repo Financing (FinancePro)

International Securities Processing (Gloss)

Aspire Trader

Customer / Limits Management

The tracking and management of customer related information is facilitated by options chosen in the creation of a customer profile. A flexible user defined sales management component provides data on customer trading volumes by product and sales credits earned by salespeople. Exception reports highlight accounts due for review, incomplete credit information and customer exposure approaching defined notional and volatility limits.

Customer

• Customer Directory
  
  
• Hierarchical Customer Structure (Group Customer)
  
  
• Customer Positions and P&L (Managed Accounts)
  
  
• Cash/Forward Limits/Usage
  
  
• Repo/Reverse Limits/Usage
  
  
• Notional & Volatility Limits/Usage
  
  
• On-Line Display of Customers with Credit Violations
  
  
• Extensive Customer Documentation Edits
  
  
• Verification of Customer Entry Prior to Back Office Processing
  
  
• FRB & NASD Customer Reporting Classification
  
  
• 1099/Tefra Reporting
  
  
• Segregated Account at the Security or Security Group Level
  
  
• Real-Time and Batch Trade Confirmations
  
  
• Rate Change History on Close
  
  
• Telex, FAX Trade Confirmation
  
  
• Duplicate Printing of, Telex, Fax Confirmation
  
  
• Auto-Generation of Commitment (Contract) Letters
  
  
• Auto-Generation of OTC Options Agreement
  
  
• Customer Statements