Fixed Income Processing (impact)

Mortgage Backed Securities (MBS Expert)

Repo Financing (FinancePro)

International Securities Processing (Gloss)

Aspire Trader

Compliance / Audit Trail Processing

All trading, financing, P&L and clearance activity is tracked through a customer defined General Ledger component. Journal entries are automatically calculated, created and posted based upon user specified instructions. Entries may be posted to separate accounts by the use of pointers defined in the profiles for trader, security, customer, broker or depository. Accounts payable and receivable are tracked by the Open Items component of the system which automatically creates items from transaction activity and allows the resolution of outstanding items.

Compliance

• NASD Reporting
  
  
• FRB Reporting
  • FRB Schedules A, B, C, SI, WI, S, with Detailed Reporting
    
    
• FOG/FOCUS Support
  
  
• Inventory Haircut Reporting
  
  
• Financing Excess/Deficit Reporting
  
  
• Stock Record and Exception Reporting with Stock Breaks in both Firm Box and Segregated Box Positions and with Seg Deficits