Enterprise Workflow Solutions

Broadridge’s Enterprise Workflow Solutions suite provides broker dealers the ability to integrate and automate functions across the front, middle, and back-offices. Enterprise Workflow leverages client-defined best practices and business rules to automate traditionally manual decision making processes for major back-office business events and thus assists broker dealers in reducing risk, lowering operating costs, and increasing productivity. The Enterprise Workflow application suite offers clients a high-performance technology solution that is reliable, scalable, and cost-effective.

With our Enterprise Workflow Solutions, clients can:

• Enhance operating efficiencies by reducing the timeframes for event identification, assignment, and resolution.
  
  
• Enjoy the benefits of a fully-scalable solution that enables firms to increase volumes without increasing staff.
  
  
• Improve employee productivity by reducing the amount of time employees devote to manual exceptions handling.
  
  
• Mitigate risk by reducing errors and employing management controls.
  
  
• Increase accountability and ensure regulatory compliance through built-in comprehensive audit trails that document what actions are taken, by whom, and when.
  
  
• Streamline operations through greater automation of business practices.
  
  

Back Office Independent

Our Enterprise Workflow Solutions can be customized to work with any back-office system -- you do not have to be a Broadridge client to use Workflow.