NRS Spring 2012

NRS Spring 2012

May 16 - 18, 2012
Williamsburg, VA

The NRS 27th Annual Spring Compliance Conference offers you the resources you need to help protect yourself and your firm against compliance risk. Create a high-performing compliance program with best practices from industry experts. Attend workshops that will help you develop the skills to succeed as a compliance professional. Hear from recognized industry experts, including regulators, compliance professionals and members of the securities bar as you become immersed in topics such as the SEC and FINRA examination focus, mitigating the risks of insider trading, the common pitfalls of advertising and marketing programs, how to manage unexpected compliance breeches and more. With early registration pricing, first-class speakers, a content-rich program, the chance to network with colleagues in a relaxed setting and the history and charm of Colonial Williamsburg, this is one conference you simply can’t afford to miss.

Compliance challenges and managing risk are key issues for all divisions within a firm. The following personnel would benefit from attending:

  • Senior Management
  • Compliance Officers and Staff
  • In-House Counsel
  • Operations Managers
  • Trading Personnel
  • Marketing and Research Staff
  • Branch Managers
  • Internal Audit Staff

To register please visit

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