Recordkeepers

We offer new ideas to help recordkeepers innovate while keeping a tight control over their cost base - scalable solutions that allow you to take advantage of the latest in digital communications in a cost efficient way.

Our technology solutions help recordkeepers engage with their clients and partners to operate more effectively

  • Participant communications
  • Data analytics
  • Partner reporting
  • Compliance
  • Advisor education tools
  • Fund trade processing
  • Trust and custodial services

You can leverage our 50 years of technology development and expertise whether you are a small independent TPA or the largest of plan providers.

Participant Communications / Customized Plan Communications

We offer a full suite of investor and marketing communications for recordkeepers including:

  • Enrollment packs
  • E-delivery
  • Plan sponsor communications
  • Transaction reporting: confirmations
  • Notices and disclosures
  • Account statements
  • Tax reporting

Data Management and Market Intelligence

We help recordkeepers manage, clean and augment their recordkeeping data. Our market intelligence tools  provide a comprehensive view into fund activity and help recordkeepers accurately reconcile fees.

We simplify data management and reporting for many recordkeeping firms – not just providing accurate and timely trading partner reports but also superior analytics to help grow your business. We provide an easy to use self- service portal that provides your internal business managers, fund partners, TPA’s and other intermediaries secure access to all the reports and advisor intelligence they need.

Trade Processing

Our comprehensive trade-processing platform helps recordkeepers streamline agreements with over 25,000 mutual funds and ETFs, saving time and resources while improving trade efficiency.

Learn More about Our Solutions for Recordkeepers


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White Paper
IRAs & the ERISA Fiduciary Rules

A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations.

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