Third-Party Administrators

Whether you are managing compliance and regulatory changes for clients or looking for new ways to improve processes for client invoicing and communications - our scalable technology solutions allow independent TPAs to be more efficient, capitalizing on our scale and integration with partner platforms such as SunGard or FASCore.

Put simply, you can grow and scale your business without the burden of costly technology investments.

We provide services that help 40% of independent TPAs handle their operations and communications.

Participant Communications/Customized Plan Communications

We offer a full suite of investor and marketing communications for recordkeepers of all sizes, including:

  • Enrollment packs
  • E-delivery
  • Plan sponsor communications
  • Transaction reporting: confirmations
  • Notices and disclosures
  • Account statements
  • Tax reporting

Invoice Validation and Creation

  • Accurately and automatically manages payouts
  • Faster distributor invoice reconciliation
  • Comparative reports for fee reconciliation
  • Full audit trails for compliance requirements
  • SaaS delivery

Proxy Communications

  • Online compliance reports, voting and record keeping services
  • Registered proxy services for all types of shareholders
  • Electronic and traditional mail processing
  • Shareholder data services


  • Advisor and plan data feeds
  • Fund partner and transaction reporting

Trust & Custody

  • Real-time system access for TPAs
  • Secure online access to custody services

Learn More about Our Solutions for Third-Party Administrators

Contact us Blue Arrow Right

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White Paper
IRAs & the ERISA Fiduciary Rules

A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations.

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