File, Ready, Go: the Summary Prospectus solution for the mutual fund industry.

Broadridge offers a comprehensive solution to the SEC's summary prospectus rule that combines best-in-class inventory, print, fulfillment and householding capabilities with "intelligent document fulfillment" powered by patented process technology to create better value and service.

Broadridge offers an automated, EDGAR-sourced unified solution that helps you:

  • Build and manage a “layered disclosure website” with daily updates sourced from a fund company's EDGAR filings.
  • Broadridge’s solution is designed to help you meet all obligations of the SEC’s Summary Prospectus Rule including access to all documents via a linking methodology within and between documents
  • Guarantee 24/7 web access and force majeur level support for summary and statutory prospectuses, SAIs, and other documents
  • Handle “on demand” requests for paper and electronic disclosure documents and ensure they are "in the mail" within T+3.
  • Offer private label branding to ensure a consistent, transparent customer experience across your distribution platform

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