Compliance and Risk Management

Rule 22c-2 Shareholder Compliance

Identify potential market timing situations to comply with SEC Rule 22c-2.

FundPOINT® Data

Access critical information via the only data warehouse to include all 24,000+ U.S. open-end mutual funds data EDGAR-sourced.

15c Board Reporting

Board reporting compliance and renewal services assist fiduciaries in meeting their responsibilities

Contact us Blue Arrow Right

To speak with our experts, call us or fill in the form below.

* Please select one:

* Indicates a required field

News & Related Content

DOL Fiduciary Solutions

Experience revolution

NICSA Webinars

Sponsored by Broadridge, NICSA has an extensive program of timely, interactive webinars.

Top of Page