Ascendis® Suite

Ascendis® Suite

Ascendis leverages industry best practices to streamline and standardize exception and request management. By automating costly and error-prone manual processes, Ascendis can help you:

  • Increase operational efficiencies
  • Boost staff productivity
  • Enhance consistency and integration across departments
  • Reduce operational risk
  • Improve control and regulatory compliance
  • Reduce costs
  • Improve client service
  • Scale up to support your growth

Seamless Integration

Ascendis automates the identification, life-cycle management, notification and resolution of requests and exceptions across virtually every division of your brokerage operations, including:

Back Office: 
Exception Management

Front/Middle Office: 
Request Management


Cash Management

Purchase & Sales

New Accounts


Account Transfers

Stock Record & Firm Balancing




Rapid Results

Ascendis solutions are web-based, and all share a common platform with the same business rules engine, a consistent user interface and a single design methodology. The result is a shorter learning curve, faster implementation and seamless functional integration between departments.

Broad Flexibility

Choose the approach that works for you. Select a hosted or leased model, implement a standalone solution or automate productivity across multiple departments. Our open application programming interfaces and .NET platform make it easy to integrate Ascendis with any back-office clearance and settlement platform. You can leverage proprietary technology, select a third-party solution, or maximize efficiencies with Broadridge’s industry-leading Brokerage Processing Services.

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