Printed from Broadridge.com (5/17/2012 3:06:39 PM)
http://www.broadridge.com
http://www.broadridge.com
With the recent finalization of the U.S. Department of Labor (DOL) Fee Disclosure requirements, it’s important to have a partner like Broadridge who not only understands regulatory requirements, but offers the most innovative and efficient solutions for the challenges you face.
Broadridge provides a comprehensive solution due to our extensive industry knowledge, innovative technology and best-in-class security.This unique single source solution qualifies us as the preferred partner to help meet regulatory requirements.
As a leading provider of cutting-edge technology and outsourcing solutions to the financial services industry, we have developed fee disclosure approaches for the nation’s largest defined contribution plan providers. This experience gives Broadridge the ability to offer turnkey solutions that are cost-effective, secure and surprisingly simple to implement.
We have developed two Broadridge reports providing an overview of the 404(a)(5) and 408(b)(2) Disclosures, including what plan fiduciaries should be aware of when evaluating the information contained in the disclosures, and the response to expect then participant disclosures are made.
Get the answers you need by downloading our whitepapers. In addition you may learn more by listening to our latest webinars and exploring our industry resources.
What Plan Fiduciaries can Expect with 404(a)(5) DisclosuresAs long-time consultative partners for the financial services industry, Broadridge provides timely, in-demand products and services to meet plan fiduciary fee disclosure requirements. Our extensive industry knowledge and scale uniquely qualify us as the preferred provider to help plan fiduciaries meet regulatory requirements effectively and efficiently while enhancing the customer experience and drive results.
408(b)(2) A Look at the New DOL Disclosure and Reporting RulesThe White Paper discusses the impact of the Department of Labor’s “three-legged stool” approach on those in the financial services industry impacted by new fee disclosure regulations and how this new disclosure and reporting regime offers many opportunities to expand and grow business in the qualified plan space.
The webinars provide an overview of the rule, how to evaluate the information in the disclosure and how best to be compliant.
Listen to the latest discussions on the Fee Disclosure Regulation.
Listen to the latest discussions on the Fee Disclosure Regulation.
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