Corporate Action Services

Simply easier.

Solutions that simplify the process of complex corporate actions.

Broadridge provides expert guidance and flawless execution of every type of corporate action, from mergers and acquisitions to IPOs and stock splits—regardless of whether you are a Transfer Agent client or not.

Benefit from:

  • A complete, robust solution for all your needs, including: consultation, compliance, communications, distribution, processing shares, tracking and reporting services.
  • Advanced technology and professional expertise to help ensure successful outcomes, even within compressed timeframes.
  • Access to both registered and beneficial shareholders through a single point of contact.
  • Flexible solutions that can be tailored to your specific needs and a dedicated Relationship Manager to work with you throughout the process.
  • IPO solutions with a dedicated IPO team that provides expert guidance before, during and after your IPO. We help you navigate the new requirements of a public company and provide a fully-integrated, “single source” solution for investor communications to both beneficial and registered shareholders.

Corporate Action Services

  • IPO Program
  • Exchange Agent
  • Escrow Agent
  • Warrant Agent
  • Stock Splits
  • Rights Offerings
  • Letters of Transmittal

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Broadridge Corporate
Issuer Solutions, Inc.

Broadridge Corporate Issuer Solutions
P.O. Box 1342
Brentwood, NY 11717
Phone: 877-830-4936
Fax: 215-553-5402

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