Broadridge helps financial institutions and corporate issuers in two ways, through technology and operations outsourcing, and across a number of business categories. Because of our deep experience and world-class capabilities, our clients entrust us with mission-critical responsibilities. Across a wide range of needs, Broadridge offers not only services, but solutions for your business.
Investor Communication Solutions
Broadridge’s flexibility and proxy management expertise helps our clients meet current and future regulatory requirements with confidence. We facilitate getting the vote quickly and efficiently while maximizing transparency.
Specifically, our Investor Communication Solutions business involves the processing and distribution of proxy materials to investors in equity securities and mutual funds, as well as the facilitation of related vote processing. ProxyEdge®, our electronic proxy delivery and voting solution for institutional investors, helps ensure the participation of the largest stockholders of many companies. We also provide the distribution of regulatory reports and corporate action/reorganization event information, as well as tax reporting solutions that help our clients meet their regulatory compliance needs. In addition, we provide financial information distribution and transaction reporting services to both financial institutions and securities issuers. These services include the processing and distribution of account statements and trade confirmations, traditional and personalized document fulfillment and content management services, marketing communications, and imaging, archival and workflow solutions that enable and enhance our clients’ communications with investors. All of these communications are delivered in paper or electronic form.
Securities Processing Solutions
Broadridge offers a suite of advanced computerized real-time transaction processing services that automate the securities transaction lifecycle, from desktop productivity tools, data aggregation, performance reporting, and portfolio management to order capture and execution, trade confirmation, settlement, and accounting. Our services help financial institutions efficiently and cost-effectively consolidate their books and records, gather and service assets under management, focus on their core businesses, and manage risk. With multi-currency capabilities, our Global Processing Solution supports real-time global trading of equity, option, mutual fund, and fixed income securities in established and emerging markets. In addition, our operations outsourcing solutions allow broker-dealers to outsource certain administrative functions relating to clearing and settlement, from order entry to trade matching and settlement, while maintaining their ability to finance and capitalize their business. Recently, we extended our services to the buy-side through our acquisition of Paladyne Systems.
Broadridge works to help our clients:
Our solutions translate into tangible benefits.
Providing accurate and reliable reporting
Streamlining communications and operations processes
Effectively helps manage compliance with existing and future regulatory requirements
Employing new technologies for investors and advisors to access information and participate more easily
Controlling – and reducing – the cost of building processing infrastructure and maintaining systems
Saving time with the convenience of a single source instead of multiple providers
Automating cumbersome manual processes – for greater accuracy and lower risk
Aggregating data from multiple sources, making it easier to access and easier to use
Improving front-office client service with desktop productivity tools for advisors, portfolio management and performance reporting
Accommodating multi-currency, multi-language global trading capabilities
Trillions a day in financial settlements and over 1 billion investor communications sent in 2011. With over 6300 associates globally, Broadridge delivers comprehensive end-to-end solutions for the financial industry.