Type of Stock Ownership and Implications to Transfer Agent

Broadridge Insights

Type of Stock Ownership and Implications to Transfer Agent

Whether the shareholder owns shares directly (registered) or through an intermediary (street) has implications for the transfer agent. Peter Breen, General Manager Corporate Issuer Solutions at Broadridge Financial Solutions, discusses the challenges for some issuers to service street ownership.

 

Whether the shareholder owns shares directly (registered) or through an intermediary (street) has implications for the transfer agent. Peter Breen, General Manager Corporate Issuer Solutions at Broadridge Financial Solutions, discusses the challenges for some issuers to service street ownership.

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