Global Securities Class Action Recovery Services

In today’s competitive marketplace, customer satisfaction is paramount to business and fiduciary responsibility is a top priority. As securities class actions become an increasing area of focus and opportunity for investors, the financial community must be able to notify investors, claim these recoveries and enable their investors to take advantage of the billions of dollars in settlements that go unclaimed each year.

Securities Class Actions Filing and Recovery

Broadridge’s Global Securities Class Action Services provides you with the infrastructure and market leading technology to achieve an operational advantage and end-to-end recovery services.

Key Benefits

  • Ensure investors’ satisfaction by properly filing and recovering funds on all claims for which they are entitled
  • Fulfill fiduciary obligations and obtain the proper entitlement for your investors/clients
  • Focus on your core business by allowing Broadridge to handle the research, filing and claim payment distribution
  • Access real-time reports to monitor and track settlements, offering complete transparency to investors

Solution Features

  • An intuitive online user portal with comprehensive, secure access
  • Standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action opportunities obtained from a continuously growing list of over 600 data sources
  • Daily update alerts and transparent monitoring of securities class actions case progression
  • Robust reports on current and historic activity and claim status
  • Data security and reliability

Securities Class Actions Notification and Mailing Service 

Broadridge can reach all impacted investors by distributing a custom branded notice via paper or electronic form to each impacted shareholder across the firm’s customer base.

Key Benefits

  • Reduces the risk of a missed settlement or investor notification
  • Improves customer experience and participation as the mailings will be branded from the firm
  • Protects your customer data, as Broadridge will not release any names or addresses to third parties
  • Takes advantage of existing systems and functions in place with our existing relationship to track and process class actions and can be integrated with other Broadridge services, such as Investor/Advisor Mailbox
  • Continues service with a trusted outsourcing provider

Broadridge has more than 50-years of expertise in providing technology driven solutions to our clients. With offices in 12 countries and over 6,700 associates, we can provide a complete picture of all global securities class action cases. Broadridge has the infrastructure, technology and world-class standards to provide end-to-end recovery services for investors in every jurisdiction to meet your fiduciary responsibilities.

Contact us Blue Arrow Right

To speak with our experts, call us or fill in the form below.

* Please select one:

* Indicates a required field

News & Related Content

Utilities banner ad

Top of Page