Optimize Your Practice

Solutions to help organize and streamline your business practices.

Data Aggregation

With clients’ information typically spread across multiple platforms and information sources, often you have to collect and enter data manually if you are able to get it at all. Broadridge Advisor Solutions consolidates data from multiple clearing firms, custodians, insurance carriers, internal data silos, and other sources into a central repository.

We provide you a single view of all your client’s assets so you can make more informed decisions about moves in the market and your clients’ financial futures.

  • Aggregates client assets from all custodians
  • Equips advisor to respond to client inquiries on the first call
  • Empowers advisor to contact clients and recommend trades based on market movements
  • Elevates client perception of advisor as a professional
  • Enables advisor to manage larger number of clients in less time
  • Delivered as SaaS with no software to install or maintain
  • Complements and integrates with other Broadridge offerings

Use Broadridge Aggregation and Reporting to consolidate client data across sources into one user-friendly online hub. This single, reliable data source instantly provides a complete view of clients’ holdings. Plus, built-in performance reporting and practice management tools scrub and reconcile data, providing a 99.9% data accuracy rate.

With a complete view of your clients’ holdings across asset classes, you can use the information to create high-quality performance reports, asset allocation models, and charts for holdings and transactions.

Benefits include:

  • Convenient user-friendly dashboard
  • Easy integration with preferred technologies (such as CRM and financial planning software)
  • Transparency into client holdings including banking, brokerage, insurance, trust, and  401(k) account positions
  • 99.9% data accuracy rate
  • Elimination of manual data entry

Marketing Automation

Broadridge offers Marketing Automation that delivers smarter marketing operations and is specifically designed to allow organizations to support the complexities associated with decentralized sales and marketing.

  • Leverage real-time analytics across integrated data to better understand customer preferences
  • Automate the delivery of relevant, targeted marketing communications for increased engagement
  • Integrate people, data, processes, campaigns, channels and fulfillment resources
  • Enhance your company's ability to orchestrate and optimize marketing resources

Continuing Education

Our CE service offers advisors easy online access to earn the credits necessary to satisfy their CE requirements for many popular accreditations.

  • System automatically notifies the CFP Board of Standards and emails advisors
  • Assures credits will be included in the Continuing Education Reporting Form
  • An easy way to support CE and reinforce the overall training and education objective
  • Links to the research materials in our Content Marketing Library
  • Include CE as part of an overall training, marketing, and sales program
  • Direct links from test questions to source materials make studying easy


Broadridge FundPOINT Desktop is a web-based mutual fund prospectus library with instant access to daily updated, required disclosures that helps advisors streamline the mutual fund sales process and stay in compliance.

  • Sell any fund –100% coverage of SEC’s EDGAR mutual fund database
  • Most reliable data and only source that is updated daily from most current EDGAR filings
  • Paper-free prospectus lookup tool speeds gathering of required disclosures
  • Saves time from having to gather and compile information manually
  • Share class analyzer tool helps you quickly meet suitability regulations
  • Reduces compliance risks for failure to disclose

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