Broadridge Advisor Compensation

Broadridge offers bank, insurance and independent broker-dealers and wealth management firms flexible and highly scalable best-in-class solutions for advisor compensation and incentive management, advisor commission portal, account opening, and client books & records.

In addition to providing critical back office and processing capabilities that address clients’ complex business and regulatory needs, the solutions also assist broker dealers through the transition to the DOL fiduciary standards that are redefining the industry.

  • Compensation and Incentive Management
  • Account Opening
  • Client Books and Records
  • Advisor Commission Portal
  • Data Management and Reporting
  • Basic Broker Compensation and Reporting

Client Benefits

  • Retains advisors through streamlined compensation and incentive management
  • Supports business growth through scalable business rules-driven automated straight through processing and reconciliation of industry feeds
  • Helps advisors increase sales with a 360 degree view of investors assets
  • Enhances compliance with DOL fiduciary standards and ever changing regulatory requirements

 For further details click here

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